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Reserve Text:
Chapter 2: "Cultural Roots", from from Benedict Anderson,
Imagined Communities. New York: Verso, 1991.
2: Cultural Roots
No more arresting
emblems of the modern culture of nationalism exist than cenotaphs and
tombs of Unknown Soldiers. The public ceremonial reverence accorded
these monuments precisely because they are either deliberately empty
or no one knows who lies inside them, has no true precedents in earlier
times.! To feel the force of this modernity one has only to imagine
the general reaction to the busybody who 'discovered' the Unknown Soldier's
name or insisted on filling the cenotaph with some real bones. Sacrilege
of a strange, contemporary kind! Yet void as these tombs are of identifiable
mortal remains or immortal souls, they are nonetheless saturated with
ghostly national imaginings.2 (This is why so many different nations
-------------------------------
1. The ancient Greeks had cenotaphs, but for specific, known individuals
whose bodies, for one reason or another, could not be retrieved for
regular burial. I owe this information to my Byzantinist colleague Judith
Herrin.
2. Consider, for example, these remarkable tropes: 1. 'The long grey
line has never failed us. Were you to do so, a million ghosts in olive
drab, in brown khaki, in blue and grey, would rise from their white
crosses, thundering those magic words: Duty, honour, country.' 2. 'My
estimate of [the American man-at-arms] was formed on the battlefield
many, many years ago, and has never changed. I regarded him then, as
I regard him now, as one of the world's noblest figures: not only as
one of the finest military characters, but also as one of the most stainless
[sic]. ...He belongs to history as furnishing one of the greatest examples
of successful patriotism [sic]. He belongs to posterity as the instructor
of future generations in the principles of liberty and
[10]
have such tombs
without feeling any need to specify the nationality of their absent
occupants. What else could they be but Germans, Americans, Argentinians.
..?)
The cuItural significance
of such monuments becomes even clearer if one tries to imagine, say,
a Tomb of the Unknown Marxist or a cenotaph for fallen Liberals. Is
a sense of absurdity avoidable? The reason is that neither Marxism nor
Liberalism are much concerned with death and immortality. If the nationalist
imagining is so concerned, this suggests a strong affinity with religious
imaginings. As this affinity is by no means fortuitous, it may be useful
to begin a consideration of the cultural roots of nationalism with death,
as the last of a whole gamut of fatalities.
If the manner of
a man's dying usually seems arbitrary, his mortality is inescapable.
Human lives are full of such combinations of necessity and chance. We
are all aware of the contingency and ineluctability of our particular
genetic heritage, our gender, our lifeera, our physical capabilities,
our mother-tongue, and so forth. The great merit of traditional religious
world-views (which naturally must be distinguished from their role in
the legitimation of specific systems of domination and exploitation)
has been their concern with man-in-the-cosmos, man as species being,
and the contingency of life. The extraordinary survival over thousands
of years of Buddhism, Christianity or Islam in dozens of different social
formations attests to their imaginative response to the overwhelming
burden of human suffering--disease, mutilation, grief, age, and death.
Why was I born blind? Why is my best friend paralysed? Why is my daughter
retarded? The religions attempt to explain. The great weakness of all
evolutionary/progressive styles of thought, not excluding Marxism, is
that such questions are answered with impatient silence.3 At the
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freedom. He belongs to the present, to us, by his virtues and his achievements.'
Douglas MacArthur, 'Duty, Honour, Country,' Address to the U.S. Military
Academy, West Point, May 12, 1962, in his A Soldier Speaks, pp.
354 and 357.
3. cf. Regis Debray. 'Marxism and the National Question,' New Left
Review, 105 (September-October 1977), p. 29. In the course of doing
fieldwork in Indonesia in the 1960s I was struck by the calm refusal
of many Muslims to accept the ideas of Darwin. At first I interpreted
this refusal as obscurantism. Subsequently I came to see it as an honourable
attempt to be consistent: the doctrine of evolution was simply not compatible
with the teachings of Islam. What are we to make of a scientific
[11]
same time, in different
ways, religious thought also responds to obscure intimations of immortality,
generally by transforming fatality into continuity (karma, original
sin, etc.) In this way, it concerns itself with the links between the
dead and the yet unborn, the mystery of re-generation. Who experiences
their child's conception and birth without dimly apprehending a combined
connectedness, fortuity, and fatality in a language of 'continuity'?
(Again, the disadvantage of evolutionary/progressive thought is an almost
Heraclitean hostility to any idea of continuity.)
I bring up these
perhaps simpleminded observations primarily because in Western Europe
the eighteenth century marks not only the dawn of the age of nationalism
but the dusk of religious modes of thought. The century of the Enlightenment,
of rationalist secularism, brought with it its own modern darkness.
With the ebbing of religious belief, the suffering which belief in part
composed did not disappear. Disintegration of paradise: nothing makes
fatality more arbitrary. Absurdity of salvation: nothing makes another
style of continuity more necessary. What then was required was a secular
transformation of fatality into continuity, contingency into meaning.
As we shall see, few things were (are) better suited to this end than
an idea of nation. If nation-states are widely conceded to be 'new'
and 'historical,' the nations to which they give political expression
always loom out of an immemorial past,4 and, still more important, materialism
which formally accepts the findings of physics about matter, yet makes
so little effort to link these findings with the class struggle, revolution,
or whatever.
Does not the abyss
between protons and the proletariat conceal an unacknowledged
metaphysical conception of man? But see the refreshing texts of Sebastiano
Timpanaro, On Materialism and The Freudian Slip, and Raymond
Williams' thoughtful response to them in 'Timpanaro's Materialist Challenge,'
New Left Review, 109 (May-June 1978), pp. 3-17.
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4. The late President
Sukarno always spoke with complete sincerity of the 350 years of colonialism
that his 'Indonesia' had endured, although the very concept 'Indonesia'
is a twentieth-century invention, and most of today's Indonesia was
only conquered by the Dutch between 1850 and 1910. Preeminent among
contemporary Indonesia's national heroes is the early nineteenth-century
Javanese Prince Diponegoro, although the Prince's own memoirs show that
he intended to 'conquer [not liberate!] Java,' rather than expel 'the
Dutch.' Indeed, he clearly had no concept of 'the Dutch' as a collectivity.
See Harry J. Benda and John A. Larkin, eds., The World of Southeast
Asia, p. 158; and Ann Kumar, 'Diponegoro (1778?-1855),' Indonesia,
[12]
glide into a limitless
future. It is the magic of nationalism to turn chance into destiny.
With Debray we might say, 'Yes, it is quite accidental that I am born
French; but after all, France is eternal.'
Needless to say, I am not claiming that the appearance of nationalism
towards the end of the eighteenth century was 'produced' by the erosion
of religious certainties, or that this erosion does not itself require
a complex explanation. Nor am I suggesting that somehow nationalism
historically 'supersedes' religion. What I am proposing is that nationalism
has to be understood by aligning it, not with self-consciously held
political ideologies, but with the large cultural systems that preceded
it, out of which--as well as against which--it came into being.
For present purposes,
the two relevant cultural systems are the religious community and the
dynastic realm. For both of these, in their heydays, were taken-for-granted
frames of reference, very much as nationality is today. It is therefore
essential to consider what gave these cultural systems their self-evident
plausibility, and at the same time to underline certain key elements
in their decomposition.
THE RELIGIOUS
COMMUNITY
Few things are more impressive than the vast territorial stretch of
the Ummah Islam from Morocco to the Sulu Archipelago, of Christendom
from Paraguay to Japan, and of the Buddhist world from Sri Lanka to
the Korean peninsula. The great sacral cultures (and for our purposes
here it may be permissible to include 'Confucianism') incorporated conceptions
of immense communities. But Christendom, the Islamic Ummah, and even
the Middle Kingdom--which, though we think of it today as Chinese, imagined
itself not as Chinese, but as
-------------------------------------------
13 (April 1972),
p. 103. Emphasis added. Similarly, Kemal Atatiirk named one of his state
banks the Eti Banka (Hittite Bank) and another the Sumerian Bank. (Seton-
Watson, Nations and States, p. 259). These banks flourish today,
and there is no reason to doubt that many Turks, possibly not excluding
Kemal himself, seriously saw, and see, in the Hittites and Sumerians
their Turkish forebears. Before laughing too hard, we should remaind
ourselves of Arthur and Boadicea, and ponder the commercial success
of Tolkien's mythographies.
[13]
central--were imaginable largely through the medium of a sacred language
and written script. Take only the example of Islam: if Maguindanao met
Berbers in Mecca, knowing nothing of each other's languages, incapable
of communicating orally, they nonetheless understood each other's ideographs,
because the sacred texts they shared existed only in classical
Arabic. In this sense, written Arabic functioned like Chinese characters
to create a community out of signs, not sounds. (So today mathematical
language continues an old tradition. Of what the Thai call + Rumanians
have no idea, and vice versa, but both comprehend the symbol.) All the
great classical communities conceived of themselves as cosmically central,
through the medium of a sacred language linked to a superterrestrial
order of power. Accordingly, the stretch of written Latin, Pali, Arabic,
or Chinese was, in theory, unlimited. (In fact, the deader the written
language--the farther it was from speech--the better: in principle everyone
has access to a pure world of signs.)
Yet such classical
communities linked by sacred languages had a character distinct from
the imagined communities of modern nations. One crucial difference was
the older communities' confidence in the unique sacredness of their
languages, and thus their ideas about admission to membership. Chinese
mandarins looked with approval on barbarians who painfully learned to
paint Middle Kingdom ideograms. These barbarians were already halfway
to full absorption.5 Half-civilized was vastly better than barbarian.
Such an attitude was certainly not peculiar to the Chinese, nor confined
to antiquity. Consider, for example, the following 'policy on barbarians'
formulated by the early-nineteenth-century Colombian liberal Pedro Fermin
de Vargas:
To expand our
agriculture it would be necessary to hispanicize our Indians. Their
idleness, stupidity, and indifference towards normal endeavours causes
one to think that they come from a degenerate race which deteriorates
in proportion to the distance from its origin. ..it would be very
desirable that the Indians be extinguished, by miscegenation with
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5. Hence the equanimity
with which Sinicized Mongols and Manchus were accepted as Sons of Heaven.
[14]
the whites,
declaring them free of tribute and other charges, and giving them
private property in land.6
How striking it is that this liberal still proposes to 'extinguish'
his Indians in part by 'declaring them free of tribute' and 'giving
them private property in land', rather than exterminating them by gun
and microbe as his heirs in Brazil, Argentina, and the United States
began to do soon afterwards. Note also, alongside the condescending
cruelty, a cosmic optimism: the Indian is ultimately redeemable -by
impregnation with white, 'civilized' semen, and the acquisition of private
property, like everyone else. (How different Fermin's attitude
is from the later European imperialist's preference for 'genuine' Malays,
Gurkhas, and Hausas over 'half-breeds,' 'semi-educated natives,' 'wogs',
and the like.)
Yet if the sacred silent languages were the media through which the
great global communities of the past were imagined, the reality of such
apparitions depended on an idea largely foreign to the contemporary
Western mind: the non-arbitrariness of the sign. The ideograms of Chinese,
Latin, or Arabic were emanations of reality, not randomly fabricated
representations of it. We are familiar with the long dispute over the
appropriate language (Latin or vernacular) for the mass. In the Islamic
tradition, until quite recently, the Qur'an was literally untranslatable
(and therefore untranslated), because Allah's truth was accessible only
through the unsubstitutable true signs of written Arabic. There is no
idea here of a world so separated from language that all languages are
equidistant (and thus interchangeable) signs for it. In effect, ontological
reality is apprehensible only through a single, privileged system of
re-presentation: the truth language of Church Latin, Qur'anic Arabic,
or Examination Chinese.7 And, as truth-languages, imbued with an impulse
largely foreign to
----------------------------------------
6. John Lynch, The Spanish-American Revolutions, 1808-1826, p.
260. Emphasis added.
7. Church Greek seems not to have achieved the status of a truth-language.
The reasons for this 'failure' are various, but one key factor was certainly
the fact that Greek remained a living demotic speech (unlike Latin)
in much of the Eastern Empire. This insight I owe to Judith Herrin.
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[15]
nationalism, the
impulse towards conversion. By conversion, I mean not so much the acceptance
of particular religious tenets, but alchemic absorption. The barbarian
becomes 'Middle Kingdom', the Rif Muslim, the Ilongo Christian. The
whole nature of man's being is sacrally malleable. (Contrast thus the
prestige of these old worldlanguages, towering high over all vernaculars,
with Esperanto or Volapiik, which lie ignored between them.) It was,
after all, this possibility of conversion through the sacred language
that made it possible for an 'Englishman' to become Popes and a 'Manchu'
Son of Heaven.
But even though
the sacred languages made such communities as Christendom imaginable,
the actual scope and plausibility of these communities can not be explained
by sacred script alone: their readers were, after all, tiny literate
reefs on top of vast illiterate oceans.9 A fuller explanation requires
a glance at the relationship between the literati and their societies.
It would be a mistake to view the former as a kind of theological technocracy.
The languages they sustained, if abstruse, had none of the self-arranged
abstruseness of lawyers' or economists' jargons, on the margin of society's
idea of reality. Rather, the literati were adepts, strategic strata
in a cosmological hierarchy of which the apex was divine. to The fundamental
conceptions about 'social groups' were centripetal and hierarchical,
rather than boundary-oriented and horizontal. The astonishing power
of the papacy in its noonday is only comprehensible in terms of a trans-European
Latin-writing clerisy, and a conception of the world, shared
by virtually everyone, that the bilingual intelligentsia, by mediating
between vernacular and Latin, mediated
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8. Nicholas Brakespear
held the office of pontiff between 1154 and 1159 under
the name Adrian IV.
9. Marc Bloch reminds us that 'the majority of lords and many great
barons [in mediaeval times] were administra tors incapable of studying
personally a report or an account.' Feudal Society, I, p. 81.
10. This is not to say that the illiterate did not read. What they read,
however, was not words but the visible world. 'In the eyes of all who
were capable of reflection the material world was scarcely more than
a sort of mask, behind which took place all the really important things;
it seemed to them also a language, intended to express by signs a more
profound reality.' Ibid. p. 83.
[16]
between earth
and heaven. (The awesomeness of excommunication reflects this cosmology.)
Yet for all the
grandeur and power of the great religiously imagined communities, their
unself-conscious coherence waned steadily after the late Middle Ages.
Among the reasons for this decline, I wish here to emphasize only the
two which are directly related to these communities' unique sacredness.
First was the
effect of the explorations of the non-European world, which mainly
but by no means exclusively in Europe 'abruptJy widened the cultural
and geographic horizon and hence also men's conception of possible
forms of human life. 'II The process is already apparent in the greatest
of all European travel-books. Consider the following awed description
of Kublai Khan by the good Venetian Christian Marco Polo at the end
of the thirteenth century:12
The grand khan, having obtained this signal victory, returned with
great pomp and triumph to the capital city of Kanbalu. This took place
in the month of November, and he continued to reside there during
the months of February and March, in which latter was our festival
of Easter. Being aware that this was one of our principal solemnities,
he commanded all the Christians to attend him, and to bring with them
their Book, which contains the four Gospels of the Evangelists. After
causing it to be repeatedly perfumed with incense, in a ceremonious
manner,. he devoutly kissed it, and directed that the same should
be done by all his nobles who were present. This was his usual practice
upon each of the principal Christian festivals, such as Easter and
Christmas; and he observed the same at the festivals of the Saracens,
Jews, and idolaters. Upon being asked his motive for this conduct,
he said: 'There are four great Prophets who are reverenced and worshipped
by the different classes of mankind. The Christians regard Jesus Christ
as their divinity; the Saracens, Mahomet; the Jews, Moses; and the
idolaters, Sogomombar-kan, the most eminent among their idols. I do
honour and show respect to all the four, and invoke to my aid whichever
amongst them is in truth supreme in heaven.' But from the
-----------------------------
11. Erich Auerbach,
Mimesis, p. 282.
12. Marco Polo, The Travels of Marco Polo, pp. 158-59. Emphases
added. Notice that, though kissed, the Evangel is not read.
[17]
manner in which his majesty acted towards them, it is evident that
he regarded the faith of the Christians as the truest and the best.
..
What is so remarkable
about this passage is not so much the great Mongol dynast's calm religious
relativism (it is still a religious relativism), as Marco Polo's attitude
and language. It never occurs to him, even though he is writing for
fellow-European Christians, to term Kublai a hypocrite or an idolater.
(No doubt in part because 'in respect to number of subjects, extent
of territory, and amount of revenue, he surpasses every sovereign that
has heretofore been or that now is in the world. ')13 And in the unselfconscious
use of 'our' (which becomes 'their'), and the description of the faith
of the Christians as 'truest,' rather than 'true,' we can detect the
seeds of a territorialization of faiths which foreshadows the language
of many nationalists ('our' nation is 'the best' -in a competitive,
comparative field).
What a revealing
contrast is provided by the opening of the letter written by the Persian
traveller 'Rica' to his friend 'Ibben' from Paris in '1712':14
The Pope is the chief of the Christians; he is an ancient idol, worshipped
now from habit. Once he was formidable even to princes, for he would
depose them as easily as our magnificent sultans depose the kings
of lremetia or Georgia. But nobody fears him any longer. He claims
to be the successor of one of the earliest Christians, called Saint
Peter, and it is certainly a rich succession, for his treasure is
immense and he has a great country under his control.
The deliberate, sophisticated fabrications of the eighteenth century
Catholic mirror the naive realism of his thirteenth-century predecessor,
but by now the 'relativization' and 'territorialization' are utterly
selfconscious, and political in intent. Is it unreasonable to see a
paradoxical elaboration of this evolving tradition in the Ayatollah
Ruhollah Khomeini's identification of The Great Satan, not as a
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13. The Travels of Marco Polo, p. 152.
14. Henri de Montesquieu, Persian Letters, p. 81. The Lettres
Persanes first appeared in 1721.
[18]
heresy, nor even as a demonic personage (dim little Carter scarcely
fitted the bill), but as a nation?
Second was a gradual demotion of the sacred language itself. Writing
of mediaeval Western Europe, Bloch noted that 'Latin was not only the
language in which teaching was done, it was the only language taught.
'15 (This second 'only' shows quite clearly the sacredness of Latin
-no other language was thought worth the teaching.) But by the sixteenth
century all this was changing fast. The reasons for the change need
not detain us here: the central importance of printcapitalism will be
discussed below. It is sufficient to remind ourselves of its scale and
pace. Febvre and Martin estimate that 77% of the books printed before
1500 were still in Latin (meaning nonetheless tha t 23% were already
in vernaculars) .16 If of the 88 edi tions printed in Paris in 1501
all but 8 were in Latin, after 1575 a majority were always in French.17
Despite a temporary come-back during the
Counter-Reformation, Latin's hegemony was doomed. Nor are we speaking
simply of a general popularity. Somewhat later, but at no less dizzying
speed, Latin ceased to be the language of a panEuropean high intelligentsia.
In the seventeenth century Hobbes (1588-1678) was a figure of continental
renown because he wrote in the truth-language. Shakespeare (1564-1616),
on the other hand, composing in the vernacular, was virtually unknown
across the Channel.1s And had English not become, two hundred years
later, the pre-eminent world-imperial language, might he not largely
have retained his original insular obscurity? Meanwhile, these men's
crossChannel near-contemporaries, Descartes (1596-1650) and Pascal (1623-1662)
conducted most of their correspondence in Latin; but virtually all of
Voltaire's (1694-1778) was in the vernacular.19 'After 1640, with fewer
and fewer books coming out in Latin, and more and more in the vernacular
languages, publishing was ceasing to be an
[18]
international
[sic] enterprise. '20 In a word, the fall of Latin exemplified a larger
process in which the sacred communities integrated by old sacred languages
were gradually fragmented, pluralized, and terri torialized.
THE DYNASTIC
REALM
These days it is perhaps difficult to put oneself empathetically into
a world in which the dynastic realm appeared for most men as the only
imaginable 'political' system. For in fundamental ways 'serious' monarchy
lies transverse to all modern conceptions of political life. Kingship
organizes everything around a high centre. Its legitimacy derives from
divinity, not from populations, who, after all, are subjects, not citizens.
In the modern conception, state sovereignty is fully, flatly, and evenly
operative over each square centimetre of a legally demarcated territory.
But in the older imagining, where states were defined by centres, borders
were porous and indistinct, and sovereignties faded imperceptibly into
one another .21 Hence, paradoxically enough, the ease with which pre-modern
empires and kingdoms were able to sustain their rule over immensely
heterogeneous, and often not even contiguous, populations for long periods
of time.22
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20. Ibid., pp.
232-33. The original French is more modest and historically exact: 'Tandis
que I 'on edite de moins en moins d 'ouvrages en latin, et une proportion
toujours plus grande de textes en langue nationale, Ie commerce du livre
se morcelle en Europe.' L 'Apparition du Livre, p. 356.
21. Notice the displacement in rulers' nomenclature that corresponds
to this transformation. Schoolchildren remember monarchs by their first
names (what was William the Conqueror's surname?), presidents by their
last (what was Ebert's Christian name ?). In a world of citizens, all
of whom are theoretically eligible for the presidency, the limited pool
of 'Christian' names makes them inadequate as specifying designators.
In monarchies, however, where rule is reserved for a single surname,
it is necessarily 'Christian' names, with numbers, or sobriquets, that
supply the requisite distinctions.
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22. We may here note in passing that Nairn is certainly correct in describing
the 1707 Act of Union between England and Scotland as a 'patrician bargain,'
in the sense that the union's architects were aristocratic politicians.
(See his lucid discussion in The Break-up of Britain, pp. 136f.).
Still, it is difficult to imagine such a bargain being
[20]
One must also remember that these antique monarchical states expanded
not only by warfare but by sexual politics--of a kind very different
from that practised today. Through the general principle of verticality,
dynastic marriages brought together diverse populations under new apices.
Paradigmatic in this respect was the House of Habsburg. As the tag went,
Bella gerant alii tu felix Austria nube! Here, in somewhat abbreviated
form, is the later dynasts' titulature.23
Emperor of Austria; King of Hungary, of Bohemia, of Dalmatia, Croatia,
Slavonia, Galicia, Lodomeria, and Illyria; King of Jerusalem, etc;
Archduke of Austria [sic]; Grand Duke of Tuscany and Cracow; Duke
of Loth [a] ringia, of Salzburg, Styria, Carinthia, Carniola, and
Bukovina; Grand Duke of Transylvania, Margrave of Moravia; Duke of
Upper and Lower Silesia, of Modena, Parma, Piacenza, and Guastella,
of Ausschwitz and Sator, of Teschen, Friaul, Ragusa, and Zara; Princely
Count of Habsburg and Tyrol, of Kyburg, Gorz, and Gradiska; Duke of
Trient and Brizen; Margrave of Upper and Lower Lausitz and in Istria;
Count of Hohenembs, Feldkirch, Bregenz, Sonnenberg, etc.; Lord of
Trieste, of Cattaro, and above the Windisch Mark; Great Voyvod of
the Voyvodina, Servia.. ..etc.
This, Jaszi justly observes, was, 'not without a certain comic aspect.
..the record of the innumerable marriages, hucksterings and captures
of the Habsburgs.'
In realms where
polygyny was religiously sanctioned, complex systems of tiered concubinage
were essential to the integration of the realm. In fact, royal lineages
often derived their prestige, aside from any aura of divinity, from,
shall we say, miscegenation ?24 For such
--------------------------------
struck between the aristocracies of two republics. The conception of
a United Kingdom was surely the crucial mediating element that made
the deal possible.
23. Oscar Jaszi, The Dissolution of the Habsburg Monarchy, p.
34.
24. Most notably in pre-modem Asia. But the same principle was at work
in monogamous Christian Europe. In 1910, one Otto Forst put out his
Ahnentafel Seiner Kaiserlichen und Kiiniglichen Hoheit des durchlauchtigsten
Hern Erzherzogs Franz Ferdinand, listing 2,047 of the soon-to-be
assassinated Archduke's ancestors. They included 1,486 Germans, 124
French, 196 Italians, 89 Spaniards, 52 Poles, 47 Danes, 20 Englishmen/women,
as well as four other nationalities. This 'curious document' is cited
in ibid., p. 136, no. 1. I can not resist quoting here Franz Joseph's
wonderful
[21]
mixtures were signs of a superordinate status. It is characteristic
that there has not been an 'English' dynasty ruling in London since
the eleventh century (if then); and what 'nationality' are we to assign
to the Bourbons ?25
During the seventeenth
century, however--for reasons that need not detain us here--the automatic
legitimacy of sacral monarchy began its slow decline in Western Europe.
In 1649, Charles Stuart
was beheaded in the first of the modern world's revolutions, and during
the 1650s one of the more important European states was ruled by a plebeian
Protector rather than a king. Yet even in the age of Pope and Addison,
Anne Stuart was still healing the sick by the laying on of royal hands,
cures committed also by the Bourbons, Louis XV and XVI, in Enlightened
France till the end of the ancien regime .26 But after 1789 the
principle of Legitimacy had to be loudly and selfconsciously defended,
and, in the process, 'monarchy' became a semi-standardized model. Tenno
and Son of Heaven became 'Emperors.'
In far-off Siam
Rama V (Chulalongkorn) sent his sons and nephews to the courts of St.
Petersburg, London and Berlin to learn the intricacies of the world-model.
In 1887, he instituted the requisite
principle of succession-by-legal-primogeniture, thus bringing Siam 'into
line with the "civilized" monarchies of Europe. '27 The new
system brought to the throne in 1910 an erratic homosexual who
would certainly have been passed over in an earlier age. However, inter-monarchic
approval of his ascension as Rama VI was sealed by the attendance at
his coronation of princelings from Britain, Russia, Greece, Sweden,
Denmark--and Japan!28
----------------------------------------------------
reaction
to the news of his erratic heir-apparent's murder: 'In this manner a
superior power has restored that order which I unfortunately was unable
to maintain' (ibid., p. 125).
25. Gellner stresses the typical foreignness of dynasties, but interprets
the phenomenon too narrowly: local aristocrats prefer an alien monarch
because he will not take sides in their internal rivalries. Thought
and Change, p. 136.
26. Marc Bloch, Les Rois Thaumaturges, pp. 390 and 398-99.
27. Noel A. Battye, 'The Military, Government and Society in Siam, 1868-1910,'
PhD thesis, Cornell 1974, p. 270.
28. Stephen Greene, 'Thai Government and Administration in the Reign
of Rama VI (1910-1925),' PhD thesis, University of London 1971, p. 92.
[22]
As late as 1914, dynastic states made up the majority of the membership
of the world political system, but, as we shall be noting in detail
below, many dynasts had for some time been reaching for a 'national'
cachet as the old principle of Legitimacy withered silently away. While
the armies of Frederick the Great (r. 1740-1786) were heavily staffed
by 'foreigners', those of his great-nephew Friedrich Wilhelm III (r.
1797-1840) were, as a result of Scharnhorst's, Gneisenau's and Clausewitz's
spectacular reforms, exclusively 'national--Prussian.'29
APPREHENSIONS OF TIME
It would be short-sighted, however, to think of the imagined communities
of nations as simply growing out of and replacing religious communities
and dynastic realms. Beneath the decline of sacred communities, languages
and lineages, a fundamental change was taking place in modes of apprehending
the world, which, more than anything else, made it possible to 'think'
the nation.
To get a feeling for this change, one can profitably turn to the visual
representations of the sacred communities, such as the reliefs and stained-glass
windows of mediaeval churches, or the paintings of early Italian and
Flemish masters. A characteristic feature of such representations is
something misleadingly analogous to 'modem dress'. The shepherds who
have followed the star to the manger where Christ is born bear the features
of Burgundian peasants. The Virgin Mary is figured as a Tuscan merchant's
daughter. In many paintings the commissioning patron, in full burgher
or noble costume, appears kneeling in adoration alongside the shepherds.
What seems incongruous today obviously appeared wholly natural in the
eyes of mediaeval worshippers. We are faced with a world
--------------------------------------------
29. More than 1,000 of the 7,000-8,000 men on the Prussian Army's officer
list in 1806 were foreigners. 'Middle-class Prussians were outnumbered
by foreigners in their own army; this lent colour to the saying that
Prussia was not a country that had an army, but an army that had a country.'
In 1798, Prussian reformers had demanded a 'reduction by one half of
the number of foreigners, who still amounted to about 50% of the privates.
...' Alfred Vagts. A History of Militarism, pp. 64 and 85.
[23]
which the figuring
of imagined reality was overwhelmingly visual and aural. Christendom
assumed its universal form through a myriad of specificities and particularities:
this relief, that window, this sermon, that tale, this morality play,
that relic. While the transEuropean Latin-reading clerisy was one essential
element in the structuring of the Christian imagination, the mediation
of its conceptions to the illiterate masses, by visual and aural creations,
always personal and particular, was no less vital. The humble parish
priest, whose forebears and frailties everyone who heard his
celebrations knew, was still the direct intermediary between his parishioners
and the divine. This juxtaposition of the cosmicuniversal and the mundane-particular
meant that however vast Christendom might be, and was sensed to be,
it manifested itself variously to particular Swabian or Andalusian communities
as replications of themselves. Figuring the Virgin Mary with 'Semitic'
features or 'first-century' costumes in the restoring spirit of the
modern museum was unimaginable because the mediaeval Christian mind
had no conception of history as an endless chain of cause and effect
or of radical separations between past and present.30 Bloch observes
that people thought they must be near the end of time, in the sense
that Christ's second coming could occur at any moment: St. Paul had
said that 'the day of the Lord cometh like a thief in the night.' It
was thus natural for the great twelfth-century chronicler Bishop Otto
of Freising to refer repeatedly to 'we who have been placed at the end
of time.' Bloch concludes that as soon as mediaeval men 'gave themselves
up to meditation, nothing was farther from their thoughts than the prospect
of a long future for a young and vigorous human race. '31
Auerbach gives
an unforgettable sketch of this form of consciousness:32
----------------------------------
30. For us, the idea of 'modern dress,' a metaphorical equivalencing
of past with present, is a backhanded recognition of their fatal separation.
31. Bloch, Feudal Society, I, pp. 84-86.
32. Auerbach, Mimesis, p. 64. Emphasis added. Compare St. Augustine's
description of the Old Testament as 'the shadow of [i.e. cast backwards
by] the future.' Cited in Bloch, Feudal Society, !, p. 90.
[24]
If an occurrence
like the sacrifice of Isaac is interpreted as prefiguring the sacrifice
of Christ, so that in the former the latter is as it were announced
and promised and the latter 'fulfills' ...the former, then a connection
is established between two events which are linked neither temporally
nor causally --a connection which it is impossible to establish by
reason in the horizontal dimension... It can be established only if
both occurrences are vertically linked to Divine Providence, which
alone is able to devise such a plan of history and supply the key
to its understanding. ..the here and now is no longer a mere link
in an earthly chain of events, it is simultaneously something
which has always been, and will be fulfilled in the future; and strictly,
in the eyes of God, it is something eternal, something omnitemporal,
something already consummated in the realm of fragmentary earthly
event.
He rightly stresses
that such an idea of simultaneity is wholly alien to our own.
It views time as something close to what Benjamin calls Messianic time,
a simultaneity of past and future in an instantaneous present.33 In
such a view of things, the word 'meanwhile' cannot be of real significance.
Our own conception
of simultaneity has been a long time in the making, and its emergence
is certainly connected, in ways that have yet to be well studied, with
the development of the secular sciences. But it is a conception of such
fundamental importance that, without taking it fully into account, we
will find it difficult to probe the obscure genesis of nationalism.
What has come to take the place of the mediaeval conception of simultaneity-along-time
is, to borrow again from Benjamin, an idea of 'homogeneous, empty time,'
in which simultaneity is, as it were, transverse, cross-time, marked
not by prefiguring and fulfilment, but by temporal coincidence, and
measured by clock and calendar.34
Why this transformation
should be so important for the birth of the imagined community of the
nation can best be seen if we consider the basic structure of two forms
of imagining which first flowered in
------------------------------------
33. Walter Benjamin, Illuminations, p. 265.
34. Ibid., p. 263. So deep-lying is this new idea that one could argue
that every essential modern conception is based on a conception of 'meanwhile'.
[25]
Europe in the eighteenth century: the novel and the newspaper .35 For
these forms provided the technical means for 're-presenting' the kind
of imagined community that is the nation.
Consider first the structure of the old-fashioned novel, a structure
typical not only of the masterpieces of Balzac but also of any contemporary
dollar-dreadful. It is clearly a device for the presentation of simultaneity
in 'homogeneous, empty time,' or a complex gloss upon the word 'meanwhile'.
Take, for illustrative purposes, a segment of a simple novel-plot, in
which a man (A) has a wife (B) and a mistress (C), who in turn has a
lover (D). We might imagine a sort of time-chart for this segment as
follows:
Time |
I |
II |
III |
Events: |
A
quarrels with B |
A
telephones C |
D
gets drunk in a bar |
|
C
and D make love |
B
shops |
A
dines at home with B |
|
|
D
plays pool |
C
has an ominous dream |
Notice that during this sequence A and D never meet, indeed may not
even be aware of each other's existence if C has played her cards right.36
What then actually links A to D? Two complementary conceptions: First,
that they are embedded in 'societies' (Wessex, Lubeck, Los Angeles).
These societies are sociological entities of such firm and stable reality
that their members (A and D) can even be described as passing each other
on the street, without ever becoming acquainted, and still be connected.37
Second, that A and D are
------------------------------------------
35. While the Princesse de Cleves had already appeared in 1678,
the era of Richardson, Defoe and Fielding is the early eighteenth century.
The origins of the modern newspaper lie in the Dutch gazettes of the
late seventeenth century; but the newspaper only became a general category
of printed matter after 1700. Febvre and Martin, The Coming of the Book,
p. 197.
36. Indeed, the plot's grip may depend at Times I, II, and III on A,
B, C and D not knowing what the others are up to.
37. This polyphony decisively marks off the modern novel even from so
brilliant a forerunner as Petronius's Satyricon. Its narrative proceeds
single file. If Encolpius bewails his young lover's faithlessness, we
are not simultaneously shown Gito in bed
with Ascyltus.
[26]
embedded in the
minds of the omniscient readers. Only they, like God, w~r.ch A telephoning
C, B shopping, and D playing pool all at once. That all these acts are
performed at the same clocked, calendrical time, but by actors who may
be largely unaware of one another, shows the novelty of this imagined
world conjured up by the author in his readers' minds.38
The idea of a sociological
organism moving calendrically through homogeneous, empty time is a precise
analogue of the idea of the nation, which also is conceived as a solid
community moving steadily down (or up) history.39 An American will never
meet, or even know the names of more than a handful of his 240,000-odd
[sic] fellow Americans. He has no idea of what they are up to at anyone
time. But he has complete confidence in their steady, anonymous, simultaneous
activity.
The perspective
I am suggesting will perhaps seem less abstract if we turn to inspect
briefly four fictions from different cultures and different epochs,
all but one of which, nonetheless, are inextricably bound to nationalist
movements. In 1887, the 'Father of Filipino Nationalism', Jose Rizal,
wrote the novel Noli Me Tangere, which today is regarded as the
greatest achievement of modern Filipino literature. It was also almost
the first novel written by an 'Indio. '40 Here is how it marvellously
begins:41
Towards the end
of October, Don Santiago de los Santos, popularly known as Capitan
Tiago, was giving a dinner party. Although,
----------------------------------
38. In this context it is rewarding to compare any historical novel
with documents or narratives from the period fictionalized.
39. Nothing better shows the immersion of the novel in homogeneous,
empty time than the absence of those prefatory genealogies, often ascending
to the origin of man, which are so characteristic a feature of ancient
chronicles, legends, and holy books.
40. Rizal wrote this novel in the colonial language (Spanish), which
was then the
lingua franca of the ethnically diverse Eurasian and native elites.
Alongside the novel appeared also for the first time a 'nationalist'
press, not only in Spanish but in such
'ethnic' languages as Tagalog and Ilocano. See Leopoldo Y. Yabes, 'The
Modern Literature of the Philippines,' pp. 287-302, in Pierre-Bernard
Lafont and Denys Lombard (eds), Litteratures Contemporaines de !JAsie
du Sud-Est.
41. Jose Rizal, Noli Me Tangere (Manila: Instituto Nacional de Historia,
1978), p.
1. My translation. At the time of the original publication of Imagined
Communities, I
[27]
contrary to
his usual practice, he had announced it only that afternoon, it was
already the subject of every conversation in Binondo, in other quarters
of the city, and even in [ the walled inner city of] Intramuros. In
those days Capitan Tiago had the reputation of a lavish host. It was
known that his house, like his country, closed its doors to nothing,
except to commerce and to any new or daring idea.
So the news coursed
like an electric shock through the community of parasites, spongers,
and gatecrashers whom God, in His infinite goodness, created, and
so tenderly multiplies in Manila. Some hunted polish for their boots,
others looked for collar-buttons and cravats.
But one and all
were preoccupied with the problem of how to greet their host with
the familiarity required to create the appearance of longstanding
friendship, or, if need be, to excuse themselves for not having arrived
earlier.
The dinner was
being given at a house on Anloague Street. Since we do not recall
the street number, we shall describe it in such a way that it may
still be recognized -that is, if earthquakes have not yet destroyed
it. We do not believe that its owner will have had it tom down, since
such work is usually left to God or to Nature, which, besides, holds
many contracts with our Government.
Extensive comment
is surely unnecessary. It should suffice to note that right from the
start the image (wholly new to Filipino writing) of a dinner-party being
discussed by hundreds of unnamed people,
who do not know each other, in quite different parts of Manila, in a
particular month of a particular decade, immediately conjures up the
imagined community. And in the phrase 'a house on Anloague Street' which
'we shall describe in such a way that it may still be recognized,' the
would-be recognizers are we-Filipino-readers. The casual progression
of this house from the 'interior' time of the novel to the 'exterior'
time of the [Manila] reader's everyday life gives a hypnotic confirmation
of the solidity of a single community, embracing characters, author
and readers, moving onward through calendrical time.42 Notice too the
tone. While Rizal has not the faintest idea of his
--------------------------------
had no command of Spanish, and was thus unwittingly led to rely on the
instructively corrupt translation of Leon Maria Guerrero.
42. Notice, for example, Rizal's subtle shift, in the same sentence,
from the past
[28]
readers' individual identities, he writes to them with an ironical intimacy,
as though their relationships with each other are not in the smallest
degree problematic.43
Nothing gives one
a more Foucauldian sense of abrupt discontinuities of consciousness
than to compare Noli with the most celebrated previous literary work
by an 'Indio', Francisco Balagtas (Baltazar)'s Pinagdaanang Buhay
ni Florante at ni Laura sa Cahariang Albania [The Story of Florante
and Laura in the Kingdom of Albania], the first printed edition
of which dates from 1861, though it may have been composed as early
as 1838.44 For although Balagtas was still alive when Rizal was born,
the world of his masterpiece is in every basic respect foreign to that
of Noli. Its setting -a fabulous mediaeval Albania -is utterly removed
in time and space from the Binondo of the 1880s. Its heroes --Florante,
a Christian Albanian nobleman, and his bosom-friend Aladin, a Muslim
('Moro') Persian aristocrat-- remind us of the Philippines only by the
Christian-Moro linkage. Where Rizal deliberately sprinkles his Spanish
prose with Tagalog words for 'realistic', satirical, or nationalist
effect, Balagtas unselfconsciously mixes Spanish phrases into his Tagalog
quatrains simply to heighten the grandeur and sonority of his diction.
Noli was meant to be read, while Florante at Laura was to be sung aloud.
Most striking of all is Balagtas's handling of time. As Lumbera notes,
'the unravelling of the plot does not follow a chronological order.
The story begins in medias res, so that the complete story comes to
us through a series of speeches that serve as flashbacks. '45 Almost
half of the 399 quatrains are accounts of Florante's childhood, student
years in Athens, and subsequent military exploits, given by the hero
in conversation with
---------------------------------------
tense of 'created' (criD) to the all-of-us-together present tense of
'multiplies' (multiplica).
43. The obverse side of the readers' anonymous obscurity was/is the
author's immediate celebrity. As we shall see, this obscurity/celebrity
has everything to do with the spread of print-capitalism. As early as
1593 energetic Dominicans had published in Manila the Doctrina Christiana.
But for centuries thereafter print remained under tight ecclesiastical
control. Liberalization only began in the 1860s. See Bienvenido L. Lumbera,
Tagalog Poetry 1570-1898, Tradition and Influences in its Development,
pp. 35, 93.
44. Ibid., p. 115. 45. Ibid., p. 120.
[29]
Aladin.46 The 'spoken flashback' was for Balagtas the only alternative
to a straightforward single-file narrative. If we learn of Florante's
and Aladin's 'simultaneous' pasts, they are connected by their conversing
voices,. not by the structure of the epic. How distant this technique
is from that of the novel: 'In that same spring, while Florante was
still studying in Athens, Aladin was expelled from his sovereign's court.
..' In effect, it never occurs to Balagtas to 'situate' his protagonists
in 'society,' or to discuss them with his audience. Nor, aside from
the mellifluous flow of Tagalog polysyllables, is there much 'Filipino'
about his text.47
In 1816, seventy
years before the writing of Noli, Jose Joaquin Fernandez de Lizardi
wrote a novel called El Periquillo Sarniento [The Itching Parrot],
evidently the first Latin American work in this
genre. In the words of one critic, this text is 'a ferocious indictment
of Spanish administration in Mexico: ignorance, superstition and corruption
are seen to be its most notable characteristics. '48 The essential form
of this 'nationalist' novel is indicated by the following description
of its content:49
From the first,
[the hero, the Itching Parrot] is exposed to bad influences--ignorant
maids inculcate superstitions, his mother indulges his whims, his
teachers either have no vocation or no ability to
---------------------------------------------------------
46. The technique is similar to that of Homer, so ably discussed by
Auerbach, Mimesis, ch. 1 ('Odysseus' Scar').
47. 'Paalam Albaniang pinamamayanan
ng casama, t,
lupit, bangis caliluhan,
acong tangulan mo,
i, cusa mang pinatay
sa iyo, i, malaqui
ang panghihinayang.
''Farewell, Albania,
kingdom now
of evil, cruelty,
brutishness and deceit!
I, your defender, whom you now murder
Nevertheless lament the fate that has befallen you.'
This famous stanza
has sometimes been interpreted as a veiled statement of Filipino
patriotism, but Lumbera convincingly shows such an interpretation to
be an anachronistic gloss. Tagalog Poetry, p. 125. The translation
is Lumbera's. I have slightly altered his Tagalog text to conform to
a 1973 edition of the poem based on the 1861 imprint.
48. Jean Franco, An Introduction to Spanish-American Literature,
p. 34. 49. Ibid., pp. 35-36. Emphasis added.
[30]
discipline him. And though his father is an intelligent man who wants
his son to practise a useful trade rather than swell the ranks oflawyers
and parasites, it is Periquillo's over-fond mother who wins the day,
sends her son to university and thus ensures that he will learn only
superstitious nonsense... Periquillo remains incorrigibly ignorant despite
many encounters with good and wise people. He is unwilling to work or
take anything seriously and becomes successively a priest, a
gambler, a thief, apprentice to an apothecary, a doctor, clerk in a
provincial town. ..These episodes permit the author to describe hospitals,
prisons, remote villages, monasteries, while at the same time driving
home one major point -that Spanish government and the education system
encourage parasitism and laziness. ..Periquillo's adventures several
times take him among Indians and Negroes...
Here again we see the 'national imagination' at work in the movement
of a solitary hero through a sociological landscape of a fixity that
fuses the world inside the novel with the world outside. This picaresque
tour d'horison --hospitals, prisons, remote villages, monasteries,
Indians, Negroes --is nonetheless not a tour du monde. The horizon is
clearly bounded: it is that of colonial Mexico. Nothing assures us of
this sociological solidity more than the succession of plurals. For
they conjure up a social space full of comparable prisons, none in itself
of any unique importance, but all representative (in their simultaneous,
separate existence) of the oppressiveness of this colony.50 (Contrast
prisons in the Bible. They are never imagined as typical of this
or that society. Each, like the one where Salome was bewitched by John
the Baptist, is magically alone.)
Finally, to remove
the possibility that, since Rizal and Lizardi both wrote in Spanish,
the frameworks we have been studying are somehow 'European', here is
the opening of Semarang Hitam [Black Semarang], a tale by the
ill-fated young Indonesian communist nationalist Mas Marco Kartodikromo,51
published serially in 1924:52
----------------------------------------------------------
50. This movement of a solitary hero through an adamantine social landscape
is typical of many early (anti-)colonial novels.
51. After a brief, meteoric career as a radical journalist, Marco was
interned by the Dutch colonial authorities in Boven Digul, one of the
world's earliest concentration camps, deep in the interior swamps of
western New Guinea. There he died in 1932, after six years confinement.
Henri Chambert-Loir, 'Mas Marco
[31]
It was 7 O'clock, Saturday evening; young people in Serna rang never
stayed at home on Saturday night. On this night however nobody was
about. Because the heavy day-long rain had made the roads wet and
very slippery, all had stayed at home.
For the workers in shops and offices Saturday morning was a time of
anticipation --anticipating their leisure and the fun of walking around
the city in the evening, but on this night they were to be disappointed
-because of lethargy caused by the bad weather and the sticky roads
in the kampungs. The main roads usually crammed with all sorts of
traffic, the footpaths usually teeming with people, all were deserted.
Now and then the crack of a horse-cab's whip could be heard spurring
a horse on its way -or the clip-clop of horses' hooves pulling carriages
along.
Serna rang was
deserted. The light from the rows of gas lamps shone straight down
on the shining asphalt road. Occasionally the clear light from the
gas lamps was dimmed as the wind blew from the east. ...
A young man was
seated on a long rattan lounge reading a newspaper. He was totally
engrossed. His occasional anger and at other times smiles were a sure
sign of his deep interest in the story. He turned the pages of the
newspaper, thinking that perhaps he could find something tha t would
stop him feeling so miserable. All of a sudden he came upon an article
entitled:
PROSPERITY
A
destitute vagrant became ill and died on the side of the road from
exposure.
The young man
was moved by this brief report. He could just imagine the suffering
of the poor soul as he lay dying on the side of the road. .. One moment
he felt an explosive anger well up inside. Another moment he felt
pity. Yet another moment his anger was directed at
----------------------------------------------------------
Kartodikromo (c. 1890-1932) ou L'Education Politique,' p. 208, in Litteratures
contemporaines de l'Asie du Sud-Est. A brilliant recent full-length
account of Marco's career can be found in Takashi Shiraishi, An Age
in Motion: Popular Radicalism in Java, 1912-1926, chapters 2-5 and
8.
52. As translated by Paul Tickell in his Three Early Indonesian Short
Stories by Mas Marco Kartodikromo (c. 1890-1932), p. 7. Emphasis
added.
[32]
the social system which gave rise to such poverty, while making a
small group of people wealthy.
Here, as in El Periquillo Sarniento, we are in a world of plurals:
shops, offices, carriages, kampungs, and gas lamps. As in the case of
Noli, we-the-Indonesian-readers are plunged immediately into calendrical
time and a familiar landscape; some of us may well have walked those
'sticky' Semarang roads. Once again, a solitary hero isjuxtaposed to
a socioscape described in careful, general detail. But there is also
something new: a hero who is never named, but who is frequently referred
to as 'our young man'. Precisely the clumsiness and literary naivety
of the text confirm the unselfconscious 'sincerity' of this pronominal
adjective. Neither Marco nor his readers have any doubts about the reference.
If in the jocular-sophisticated fiction of eighteenth- and nineteenth-century
Europe the trope 'our hero' merely underlines an authorial play with
a(ny) reader, Marco's 'our young man,' not least in its novelty, means
a young man who belongs to the collective body of readers of Indonesian,
and thus, implicitly, an embryonic Indonesian 'imagined community.'
Notice that Marco feels no need to specify this community by name: it
is already there. (Even if polylingual Dutch colonial censors could
join his readership, they are excluded from this 'ourness,' as can be
seen from the fact that the young man's anger is directed at 'the,'
not 'our,' social system.)
Finally, the imagined
community is confirmed by the doubleness of our reading about our young
man reading. He does not find the corpse of the destitute vagrant by
the side of a sticky Semarang road, but imagines it from the print in
a newspaper .53 Nor does he care the slightest who the dead vagrant
individually was: he thinks of the representative body, not the personal
life.
It is fitting that
in Semarang Hitam a newspaper appears embedded
----------------------------------------------------
53. In 1924, a close friend and political ally of Marco published a
novel titled Rasa Merdika [Feeling Free/The Feel of Freedom].
Of the hero of this novel (which he wrongly attributes to Marco) Chambert-Loir
writes that 'he has no idea of the meaning of the word' 'socialism'
': nonetheless he feels a profound malaise in the face of the social
organization that surrounds him and he feels the need to enlarge his
horizons by two methods: travel and reading.' ('Mas Marco', p. 208.
Emphasis added.) The Itching Parrot has moved to Java and the twentieth
century.
[33]
in fiction, for,
if we now turn to the newspaper as cultural product, we will be struck
by its profound fictiveness. What is the essential literary convention
of the newspaper? If we were to look at a sample front page of, say,
The New York Times, we might find there stories about Soviet
dissidents, famine in Mali, a gruesome murder, a coup in Iraq, the discovery
of a rare fossil in Zimbabwe, and a speech by Mitterrand. Why are these
events so juxtaposed? What connects them to each other? Not sheer caprice.
Yet obviously most of them happen independently, without the actors
being aware of each other or of what the others are up to. The arbitrariness
of their inclusion and
juxtaposition (a later edition will substitute a baseball triumph for
Mitterrand) shows that the linkage between them is imagined.
This imagined linkage
derives from two obliquely related sources. The first is simply calendrical
coincidence. The date at the top of the newspaper, the single most important
emblem on it, provides the essential connection--the steady onward clocking
of homogeneous, empty time.54 Within that time, 'the world' ambles sturdily
ahead. The sign for this: if Mali disappears from the pages of The
New York Times after two days of famine reportage, for months on
end, readers do not for a moment imagine that Mali has disappeared or
that famine has wiped out all its citizens. The novelistic format of
the newspaper assures them that somewhere out there the 'character'
Mali moves along quietly, awaiting its next reappearance in the plot.
The second source
of imagined linkage lies in the relationship between the newspaper,
as a form of book, and the market. It has been estimated that in the
40-odd years between the publication of the Gutenberg Bible and the
close of the fifteenth century, more than 20,000,000 printed volumes
were produced in Europe.55 Between 1500 and 1600, the number manufactured
had reached between
------------------------------------------------------------
54. Reading a newspaper is like reading a novel whose author has abandoned
any thought of a coherent plot.
55. Febvre and Martin, The Coming of the Book, p. 186. This amounted
to no less than 35,000 editions produced in no fewer than 236 towns.
As early as 1480, presses existed in more than 110 towns, of which 50
were in today's Italy, 30 in Germany, 9 in France, 8 each in Holland
and Spain, 5 each in Belgium and Switzerland, 4 in England, 2 in Bohemia,
and 1 in Poland. 'From that date itmay be said of Europe that the printed
book was in universal use.' (p. 182).
[34]
150,000,000 and
200,000,000.56 'From early on. ..the printing shops looked more like
modem workshops than the monastic workrooms of the Middle Ages. In 1455,
Fust and Schoeffer were already running a business geared to standardised
production, and twenty years later large printing concerns were operating
everywhere in all [sic] Europe. '57 In a rather special sense, the book
was the first modemstyle mass-produced industrial commodity.58 The sense
I have in mind can be shown if we compare the book to other early industrial
products, such as textiles, bricks, or sugar. For these commodities
are measured in mathematical amounts (pounds or loads or pieces). A
pound of sugar is simply a quantity, a convenient load, not an object
in itself. The book, however--and here it prefigures the durables of
our time--is a distinct, self-contained object, exactly reproduced on
a large scale.59 One pound of sugar flows into the next; each book has
its own eremitic self-sufficiency. (Small wonder that libraries, personal
collections of mass-produced commodities, were already a familiar sight,
in urban centres like Paris, by the sixteenth century. )60
In this perspective,
the newspaper is merely an 'extreme form' of the book, a book sold on
a colossal scale, but of ephemeral popularity.
-------------------------------------------------
56. Ibid., p. 262. The authors comment that by the sixteenth century
books were readily available to anyone who could read.
57. The great Antwerp publishing house of Plantin controlled, early
in the sixteenth century, 24 presses with more than 100 workers in each
shop. Ibid., p. 125.
58. This is one point solidly made amidst the vagaries of Marshall McLuhan's
Gutenberg Galaxy (p. 125). One might add that if the book market
was dwarfed by the markets in other commodities, its strategic role
in the dissemination of ideas nonetheless made it of central importance
to the development of modern Europe.
59. The principle here is more important than the scale. Until the nineteenth
century, editions were still relatively small. Even Luther's Bible,
an extraordinary best-seller, had only a 4,000-copy first edition. The
unusually large first edition of Diderot's Encyclopedie numbered
no more than 4,250. The average eighteenth century run was less than
2,000. Febvre and Martin, The Coming of the Book, pp. 218-20.
At the same time, the book was always distinguishable from other durables
by its inherently limited market. Anyone with money can buy Czech cars;
only Czech-readers will buy Czech-language books. The importance of
this distinction will be considered below.
60. Furthermore, as early as the late fifteenth century the Venetian
publisher Aldus had pioneered the portable 'pocket edition.'
[35]
Might we say:
one-day best-sellers?61 The obsolescence of the newspaper on the morrow
of its printing -curious that one of the earlier mass-produced commodities
should so prefigure the inbuilt obsolescence of modern durables -nonetheless,
for just this reason, creates this extraordinary mass ceremony: the
almost precisely simultaneous consumption ('imagining') of the newspaper-as-fiction.
We know that particular morning and evening editions will overwhelmingly
be consumed between this hour and that, only on this day, not that.
(Contrast sugar, the use of which proceeds in an unclocked, continuous
flow; it may go bad, but it does not go out of date.) The significance
of this mass ceremony -Hegel observed that newspapers serve modern man
as a substitute for morning prayers -is paradoxical. It is performed
in silent privacy, in the lair of the skull.62 Yet each communicant
is well aware that the ceremony he performs is being replica ted simul
taneously by thousands (or millions) of others of whose existence he
is confident, yet of whose identity he has not the slightest notion.
Furthermore, this ceremony is incessantly repeated at daily or half-daily
intervals throughout the calendar. What more vivid figure for the secular,
historically clocked, imagined community can be envisioned?63 At the
same time, the newspaper reader, observing exact replicas of his own
paper being consumed by his subway, barbershop, or residential neighbours,
is continually reassured that the imagined world is visibly rooted in
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61. As the case
of Semarang Hitam shows, the two kinds of best-sellers used to be more
closely linked than they are today. Dickens too serialized his popular
novels in popular newspapers.
62. 'Printed materials encouraged silent adherence to causes whose advocates
could not be located in anyone parish and who addressed an invisible
public from afar.' Elizabeth L. Eisenstein, 'Some Conjectures about
the Impact of Printing on Western Society and Thought,' Journal of
Modern History, 40: 1 (March 1968), p. 42.
63. Writing of the relationship between the material anarchy of middle-class
society and an abstract political state-order, Nairn observes that 'the
representative mechanism converted real class inequality into the abstract
egalitarianism of citizens, individual egotisms into an impersonal collective
will, what would otherwise be chaos into a new state legitimacy.' The
Break-up of Britain, p. 24. No doubt. But the representative mechanism
(elections?) is a rare and moveable feast. The generation of the impersonal
will is, I think, better sought in the diurnal regularities of the imagining
life.
[35]
everyday life. As with Noli Me Tangere, fiction seeps quietly
and continuously into reality, creating that remarkable confidence of
community in anonymity which is the hallmark of modern nations.
Before proceeding to a discussion of the specific origins of nationalism,
it may be useful to recapitulate the main propositions put forward thus
far. Essentially, I have been arguing that the very possibility of imagining
the nation only arose historically when, and where, three fundamental
cultural conceptions, all of great antiquity, lost their axiomatic grip
on men's minds. The first of these was the idea that a particular script-language
offered privileged access to ontological truth, precisely because it
was an inseparable part of that truth. It was this idea that called
into being the great transcontinental sodalities of Christendom, the
Islamic Ummah, and the rest. Second was the belief that society was
naturally organized around and under high centresmonarchs who were persons
apart from other human beings and who ruled by some form of cosmological
(divine) dispensation. Human loyalties were necessarily hierarchical
and centripetal because the ruler, like the sacred script, was a node
of access to being and inherent in it. Third was a conception of temporality
in which cosmology and history were indistinguishable, the origins of
the world and of men essentially identical. Combined, these ideas rooted
human lives firmly in the very nature of things, giving certain meaning
to the everyday fatalities of existence (above all death, loss, and
servitude) and offering, in various ways, redemption from them.
The slow, uneven
decline of these interlinked certainties, first in Western Europe, later
elsewhere, under the impact of economic change, 'discoveries' (social
and scientific), and the development of increasingly rapid communications,
drove a harsh wedge between cosmology and history. No surprise then
that the search was on, so to speak, for a new way of linking fraternity,
power and time meaningfully together. Nothing perhaps more precipitated
this search, nor made it more fruitful, than print-capitalism, which
made it possible for rapidly growing numbers of people to think about
themselves, and to relate themselves to others, in profoundly new ways.
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