Electronic Reserve Text; Cleanth Brooks, A Note on the Limits of "History" and the
Limits of "Criticism" (1953)

I have been asked by the editor to comment upon Mr. Douglas Bush’s discussion of my reading of Marvell’s “Horatian Ode.” Mr. Bush writes that “the poem is not a conventional eulogy but a subtle portrait of its subject, warts and all. At a time when Cromwell aroused violently conflicting passions among Englishmen ... .Marvell was able to contemplate both him and King Charles with a mixture of warm admiration and cool, analytical detachment.” Now, with this statement I am in complete agreement. In my essay I attempted to show just how subtle the portrait, how the warts had their place in the poem, and how the total attitude expressed in the text of the poem would allow room for warm admiration cool analytical detachment. But when I try to show how the detachment reflects itsell in the poem, Mr. Bhsh is troubled by my reading sinister and darker meanings into Marvell’s terms. For example, when I suggest that the line “But still tn the Republick’s hand” implies a recognition of the possibility that Cromwell may not always so defer to the Commonwealth, Mr. Bush tells us that “Still” has “its normal seventeenth-century meaning ‘always.’ and Marvell’s words afford no ground for an ominous hint of a possible change of heart in Cromwell.” Mr. Bush may be right: “Still” may mean nothing more than “always,” and I was careful to put the possibility only as a question. I wrote: “‘Does he imply that Cromwell may not always do so? Perhaps not: the emphasis is upon the fact that he need not obey and yet does.” But what. by the way, would Mr. Bush do with the line immediately preceding: “Nor yet grown stiffer with Command”? Surely this line implies the possibility that one in whom so much power is vested may grow stiffer; and I find it amusing that in this same passage of Mr. Bush’s essay he points out that a few years later Milton was to rebuke Cromwell for turning a republic into a dictatorship. Is it out of the question that Marveil might have envisaged as a possibility what other men of like training and background were indeed soon to see come to pass.

   

So with my interpretations of words like “forward,” “restless,” “climb,” etc. Mr. Bush finds me choosing each time the more sinister implication and avoiding the normal and obvious meanings of the words—as if I were suggesting that the more sinister implication were the sole or dominant element rather than a qualifying element. But Mr. Bush himself cannot always accept the “common and normal sense” of certain words. For example, “Though Justice against Fate complain/And plead the ancient Rights in vain” would, if we want to take the common and natural sense of the words justice and rights make Cromwell guilty of an attack on justice and an infringement of Charles’s rights. And in the same way, the statement that it was the execution of Charles “Which first assur’d the forced Pow’r” would seem a plain statement that Cromwell had acted as a usurper.
But nothing is more boring to the reader than such a point-by-point refutation. I hope that the interested reader will go back over my essay in the light of Mr. Bush’s observations. I hope most of all that Mr. Bush will go back over that essay on the assumption that through a fault of my writing or his reading, he has misunderstood my interpretation of Marvell’s poem. I can assure him that I find in the “Ode” genuine admiration of Cromwell. I wrote: “Cromwell is the truly kingly man who is not king, whose very virtues conduce to kingly power and almost force kingly power upon him , . . Cromwell is the Caesar who must refuse the crown whose glory it is that he is willing to refuse the crown—but who cannot enjoy the reward and the security that a crown affords.” I suspect that Mr. Bush and I, are much more nearly in agreement about the genuineness of the speaker’s admiration for Cromwell than his reading of my essay has led him to believe.

But Mr. Bush is stalking bigger game. He has not written his reply merely to argue over a few niceties of interpretation of a poem—important as that poem is. Mr. Bush means to vindicate the biographer and the historian against the mere critic and to show that “historical conditioning has a corrective as well as a positive value.” On these points our differences are considerable and will require more detailed discussion.

In the first place, there is the matter of my own place in history with its accompanying bias. Mr. Bush accounts for my interpretation of the poem by assuming that I am a “good modern liberal.” (He
refers to the bias of a modern liberal four times in his essay, and concludes by writing “the result, if not the aim, of Mr. Brooks’s inquiry is, in large measure, to turn a seventeenth cenlury liberal into
a modern one.”) But the title liberal, alas, is one that I am scarcely entitled to claim: I am more often called a reactionary, and I have been called a proto-fascist. For instance, Mr. Robert Gotham Davis, in order to account for a bias which he thought he discerned, once read my history rather differently: I had taught at a university closely related to the late Huey Long—? perhaps I had been brought there as window-dressing?—but in any case my close-up view of a modern dictatorship had qualified and complicated my attitudes
toward dictatorship and political power. This ingenious theory—I could demonstrate it is merely that—might yield particularly interesting results if applied to my account of the “Horatian Ode.” But would it account for fl~e bias that Mr. Bush wants to account for?
The historical method has its own temptations among them, to explore, with insufficient “history,” the biases of one’s oppunent. At any rate, I find it amusing that my attitudes turn out to be quite different from those which Mr. Bush infers that I hold, including my sympathy for Toynbee and my acceptance of an orthodox Christian posltion, This is not to claim, of course, that I am necessarily consistent in my beliefs or that m’ beliefs guarantee my being right about the “Hotltian Ode” but Mr. Bush s guesses as to the biases which make me, in his opinion, “wrench” the meaning of Marvell’s poem, just happen to be wrong.
In the Second place, what do the relevant historical facts tell us about Marvel!’s attitude? I am surprised that Mr. Bush has chosen this of all poems to vindicate his general thesis, for the evidence from history points several ways, but in so far as it supports either interpretation, seems to support mine. Mr. Bush cites Marvell’s poem on “The First Annlversary of the Government under O[liver] Cromwell,” 1655, and his “Poem on the Death of O.C.,” 1658. But what of Marvell’s poems written within a year of the “Horatian Ode”? I can do no better here than to repeat my summary of the situation:

Hard upon his composition of the “Ode” in 1650, Marvell had published in 1649 a poem “To his Noble Friend, Mr. Richard Lovelace,” and a poem “Upon the Death of the Lord Hastings.” Both Margoliouth and Lcgouis find these poems rather proRoyalist in sentiment, and certainly it is difficult to read them otherwise. If we add to these poems the “Elegy upon the Death of My Lord Francis Villiers,” a Cavalier who was killed fighting for the ‘King in 1649, the Royalist bias becomes perfectly explicit. As Margoliouth puts it: “If the ‘Elegy on Villiers is Marvell’s, it is his one uneqnivocal royalist utterance; it throws into strong relief the transitional character of An Horatian Ode where royalist principles and admiration for Cromwell the Great Man exist side by side .... “

A transition in views there must have been, but the transition certainly cannot be graphed as a steadily rising curve when we take into account Marvell’s next poem, “Tom May’s Death.” May died in November 1650. Thus we have the “Horatian Ode,” which was almost certainly written in the summer of 165o, preceding by only a few months a poem in which Marvell seems to slur at the Commander of the Parliamentary armies—either Essex or Fairfax—as “Spartacus,” and to reprehend May himself as a renegade poet who has prostituted the mystery of the true poets.
I might add that the two new bits of evidence that I brought forward in my essay both point to Royalist associations for Marvell. I recur to them here, not because I think that they “prove” very much, but because I want to emphasize the fact that my position involves no disparagement of history. The purpose of my essay was conciliatory. I had hoped that the act of finding and bringing forward new evidence—however meager it turned out to be—might be the best way of indicating my concern for history and its claims.
I reiterate that concern and I say again that the literary historian and the critic need to work together and that the ideal case is that in which both functions are united in one and the same man. But historical evidence does not solve critical problems. In the first place, it is often inadequate or problematical. In the second place, the objective facts that can be pegged down and verified do not in themselves yield a judgment: the “historian” finds himself working with probabilities and subjective evaluations almost as much as the “critic.” If the critic does well to remind himself how heavily he leans upon history, the historian does well to remind himself how often he is making a critical evaluation. The basic difference between Mr. Bush and me lies in this area of critical theory.
It is evident that my conception of what a poem is is rather different from Mr. Bush’s. For example, I have not been content to see Marvell pay some fine compliments to Cromwell and then adjust the balance by paying some compliments to King Charles, but have asked for a meaningful and responsible relation between the elements which he finds praiseworthy in both men. Mr. Bush writes: “Mr. Brooks sees the poem as expressing a ‘unified total attitude’ though a very complex one, yet it would be hard to merge his findings into any total unity unless Maryell is snore or less lifted out of his age into ours.” I am not concerned to lift Marvell out of his age into ours; I am concerened with what transcends his age. I am concerned with what is universal in the poem, and that means that I am concerned with more than seeing the “Horatian Ode” as merely a document of its age. If we unify the poem as document merely by saying that it reflects the uncertainties and contradictions of a man who was uncertain and self-contradictory and sometimes foolish, as the men of any age are, then we may have a useful historical document, but I am not at all sure that we have a poem. That is why I have attempted something that may well be desperate: namely, to try to find a justification in terms of the poem for the two stanzas beginning “And now the Irish are ashamed.” The stanzas apparently do not trouble Mr. Bush, who writes “We really must accept the unpalatable fact that [Marvell] wrote as an Englishman of 1650.” Perhaps we must, and I have tried to allow for that fact by saying that the appeal here “is not to what Marvell the Englishman must have thought, or even to what Marvell the author must have intended, but rather to the full context of the poem itself.” Certainly I should agree with Mr. Bush that the poem “did not get itself written by some agency outside of Marvell,” But I had hoped that Marvell here had written perhaps better than he knew and that the praise accorded to Cromwell in the poem as a whole was one which would allow in the perspective of the entire poem for a sardonic reading of the lines which made them something other than merely a statement, probably even in 1650 rather silly, and in any case wishful thinking. That defense may or may not be convincing, but I think that the fact that I fell it necessary to make such a defense (or else to concede that the passage is a blemish in an otherwise fine poem) and that Professor Bush sees no reason to make a defense is a sufficient indication of how different our aims are.
In this connection I should like to allude briefly to Leslie Fiedler’s “Archetype and Signature” (Spring, 1952) and to the Editorial in the Autumn (1952) number of this review. In his able statement of policy, the Editor wrote: “The point has been made, the lesson learned, and we have plenty of critics able to do good formal analysis. We need now, in addition, a consciously impure criticism which . . . will interpret literature in relation to the rest of man’s concerns .... “ With this call to a wider series of applications, I am in hearty agreement, just as I am in agreement with Mr. Fiedler’s concern for a means of binding together our “fractured world.” But I do not think that the lesson has been learned—not, for instance, if Mr. Fiedler really thinks that a basic contention of formalist criticism is that a poem is “nothing but ‘words,’” and not if Mr. Bush can write “One may not quite understand these several possibilities, since the poem did not get itself written by some agency outside of Marvell.” Mr. Bush’s and Mr. Fiedler’s reasons for defending a biographical interest are amusingly at loggerheads, and I can imagine Mr. Bush’s feeling that Mr. Fiedler conceives of the poem as a kind of handy pincushion into which an engaging ambiguity can be thrust; and on the other hand, I can imagine that Mr. Fiedler might feel that Mr. Busk’s indifference to the dark side of the poet’s mind and to the depth psychologists, Jung and Freud, represents a hopelessly truncated view of the poet’s personality.
Mr. Fiedler provides a neat, almost jaunty survey of recent literary history. If I may fill in some names, Mr. Fiedler might presumably see Mr. Bush as the thesis (the old fashioned historical scholarship), me as the antithesis (the doctrinaire antibiographer), and himself as the triumphant synthesis. And perhaps he is right. But, at the least, his “generations” are positions in a dialectic and not really flesh-and-blood generations.
I should like to view the formalist critics in a somewhat different perspective. In their concern for the break-up of tile modern world, Mr. Bush, Mr. Fiediet and a laost Of other scholars anti critics are anxious to see !iteratnre put to work to save the situation. The insistence upon definitions—warnings against the intentional fallacy, attempts to distinguish between poem and historical document—all seem petty and niggling in view of a culture threatened with collapse, and so the temptation is to find in literature a support for religion or perhaps a surrogate for religion. Mr. Bush’s recent MLA address took the one course; Mr. Fieldler, in his article, takes the other. As he puts it, “We cannot get back into the primal Garden of the unfallen archetypes, but we can yield ourselves to the dreams and images that mean paradise regained.” We can still, through anthropology and depth psychology, have the value of the myths even though as modern men we see through them.
I suggest that the shadow of Matthew Arnold still rests heavily upon our era, and that it is the formalist critics who make the fullest rejection of Arnold. They do so because they are aware of the implications. Mr. Fiedler, on the other hand, can see the future of criticism as immense for the same reason that Arnold saw the future of poetry as immense.
I cannot speak for the other formalist critics--I cannot even claim to know certainly who they are—but I shall hazard one or two concluding observations. In the first place. though poetry has a very important role in any culture, to ask that poetry save us is to impose a burden upon poetry that it cannot sustain. The danger is that we shall merely get an ersatz religion and an ersatz poetry. In the second place, I think it no accident that so many of the formalist critics either hold, or are sympathetic to, an orthodox Christian faith. In the third place, I think it significant that those critics who hold such a position have beem precisely those critics who have been anxious to distinguish between aesthetic judgment and ethical judgment, and who have tried to find a role for poetry which would make it more than a handmaiden for religion or a substitute for religion.
It is precisely because I agree with the editor that “all our problems, from literature to politics, are ultimately religious” that I think that we should distinguish literature from religion: otherwise“ the intellectual lion and the clerical lamb”--or is it the clerical lion and the intellectual lamb?—will lie down, not together, but perhaps with one inside the other.